Books (3)

"Chapter 22: Hedge Fund Due Diligence: Putting Together the Pieces of the Mosaic Helps Reveal Operational Risks." Lawton, Philip and Todd Jankowski. Investment Performance Measurement: Evaluating and Presenting Results (CFA Institute Investment Perspectives). New Jersey, Canada: CFA Institute, 2009. 54-55.

"Chapter 23: Putting Risk Measurement in Context: Why One Size Does Not Fit All." Lawton, Philip and Todd Jankowski. Investment Performance Measurement: Evaluating and Presenting Results (CFA Institute Investment Perspectives). New Jersey, Chicago: CFA Institute, 2009. 44-45.

Corporate Finance: A Practical Approach. New Jersey: CFA Institute, 2008.

Periodicals (147)

Behavioral Finance (9)

"Best Behavior." CFA Magazine March/April 2006: Vol. 17, No. 2: 34-37.

"What Behavioral Finance Means for Your Practice." Horsemouth Today 9 July 2003.

"Beyond Belief: Pioneering Insights into Behavioral Finance." CFA Magazine September/October 2003: Vol. 14, No. 5: 26-31.

"Behavioral Finance 2.0: Out of the Shadows." CHA Newsletter n.d.

"Familiarity Bias: When It's Harmful, When It's Helpful." Horsesmouth Today 22 September 2011.

"How to Overcome Clients' Fairness Bias." Horsesmouth Today 3 June 2011.

"How to Recognize and Manage Framing Bias." Horsesmouth Today 6 May 2011.

"Managing Our Ingrained "Schooling" Bias." Horsesmouth Today 15 April 2011.

"The Financial Crisis Inquiry Commission Report: A Lovely Piece of Hindsight Bias." CHA Newsletter January 2011.

Fraud (11)

"What's an Honest Hedge Fund Manager to do if “Aberrational Performance" is to be Investigated, not Celebrated?" Private

Investment Forum (Marcum LLP) 2012.

"At last, companies are listening (Fraud risk assessments)." Fraud Magazine March/ April 2006.

"Changing International Accounting Standards: Manage risks of global rules "convergence"." Fraud Magazine May/ June 2006.

"Managers' rationalization of possible frauds: Looking the other way." Fraud Magazine n.d.: 42, 43, 63.

"Former SEC Chief Accountant: Systematic Problem Need Fixing." Fraud Article n.d.: 44,45,47,60.

"Financial fraud red flags: Searching for the funnel clouds." Fraud Magazine September/ October 2005.

"Formulas for detection: Analysis ratios for detecting financial statement fraud." Fraud Magazine March/ April 2005.

"Looking the other way: Managers' rationalization of possible frauds." Fraud Magazine July/ August 2005.

"Examining fraud in developing countries: Navigating murky Third-World conditions." Fraud Magazine May/ June 2005.

"SOX becoming timesaver for fraud examiners: Using the new Sarbanes-Oxley documentation." Fraud Magazine January/

February 2005.

"Former SEC Chief Accountant: Systemic Problems Need Fixing." Fraud Magazine September/ October 2004.

Fixed Income (2)

"A Matter of Some Interest." CFA Magazine September/October 2006: Vol. 17, No. 2: 34-37.

"TIPS of the Iceberg." CFA Magazine July/ August 2004: Vol. 15, No. 4: 29-33.

Credit Derivatives (2)

"The Deep End." CFA Magazine July/ August 2006: Vol. 17, No. 4: 44-45.

"A Big Boom." CFA Magazine January/ February 2006: Vol. 17, No. 1: 46-47.

 Risk Measures (3)

"A Game of Risk." CFA Magazine May/June 2006: Vol. 17. No. 3: 52-53.

"Emerging Market Risk Premiums." CFA Magazine March/ April 2005: Vol. 16, No. 2: 38-39.

"Putting Risk Measurement in Context." CFA Magazine March/ April 2004: Vol. 15, No. 2: 44-45.

 Alternative Investments (2)

"The Best of Times and the Worst of Times." CFA Magazine January/ February 2005: Vol. 16, No. 1: 36-37.

"Private Equity Valuation: A Riddle Wrapped in a Mystery inside an Enigma." CFA Magazine November/ December 2004: Vol. 15, No. 6: 44-45.

 Industry Regulations and Accounting (5)

"Pinchin' Plans?" CFA Magazine May/ June 2007: Vol. 18, No. 3: 62-63.

"Lion Tamers: Compliance Officers Face New Regulations and Greater Responsibilities." CFA Magazine September/ October 2004 2005: Vol. 15, No. 5: 48-51.

"The Bottom Line on Off-Balance-Sheet Transactions." CFA Magazine May/ June 2004: Vol. 15, No. 3: 48-51.

"Hedge Fund Due Diligence." CFA Magazine May/ June 2003: Vol. 14, No. 3: 54-55.

"Forecast: Clear Skies?" CFA Magazine March/ April 2003: Vol. 14, No. 2: 28-34.

 Portfolio Management (7)

"Beyond Category." CFA Magazine January/ February 2007: Vol. 18, No. 1: 46-47.

"Core Values." CFA Magazine March/April 2006 2006: Vol. 17, No. 2: 42-43.

"Optimizing Optimization." CFA Magazine September/ October 2005: Vol.16, No. 5: 44-45.

"Creative Genius." CFA Magazine November/ December 2003: Vol. 14, No. 6: 40-43.

"Going Global." CFA Magazine July/ August 2003: Vol. 14. No. 4: 40-43.

"Speed, Power, and Scale." CFA Magazine May/ June 2005: Vol. 16, No. 3: 44-45.

"Fundamental vs. Technical Analysis." CFA Magazine January/ February 2003: Vol. 14, No. 1: 36-37.

 Asset Allocation and Investment Theory (4)

"Dancing Lessons": Pensions renewed interest in hedge funds has everyone trying to learn new steps." CFA Magazine July - August 2010: 52-57.

"Expert Financial Services Neurobiliogically "Offloads" Financial Decision-Making Under Risk." CFA Magazine March-April 2006.

"Correlating Assets: Are Clients' Portfolios Out of Whack?" Horsesmouth Today 2003 April 2003.

"Introducing Post-Modern Portfolio Theory." Housesmouth Today 7 March 2002.

 Emotional Resilience (3)

"Money, Sex, Food, and Drugs: How Cheating Affects Your Investments." Horsesmouth Today 17 June 2011.

"Transition Technologies: Emotional Resilience." CHA Newsletter May 2011.

"Productive Response to Stress: Practice Management." Monitor November/ December 2009: 19-21.

 Accounting Today (99)

2006 (14)

"Advisors, fund managers benefit from open dialogue." Accounting Today 9 January 2006.
"Planners' options abound in push for college funding." Accounting Today 9 January 2006.
"Advisors craft spending plans for retiring Boomers." Accounting Today 13 February 2006.
"Choosing the right mutual funds can be overwhelming." Accounting Today 13 February 2006.
"Advisor compensation tops conflict-of-interests fears." Accounting Today 20 March 2006.
"Advisors and investors wary of slowing real estate prices." Accounting Today 3 April 2006.
"Compliance officers now a fixture at broker/dealers." Accounting Today 3 April 2006.

"More offerings, longevity boost the appeal of ETFs." Accounting Today 1 May 2006.
"Advisors mulling succession strategies for private biz." Accounting Today 1 May 2006.
"Advisors struggling to find best compensation method." Accounting Today 10 July 2006.
"Exchange-traded funds are flooding the market fast." Accounting Today 24 July 2006.
"Advisors hoping for 'soft' spots amidst global market." Accounting Today 7 August 2006.
"Family-office clients being squeezed out of hedge funds." Accounting Today 4 September 2006.
"States, lawmakers target ways to combat elder abuse." Accounting Today 18 September 2006.

2005 (18)

"High 'degree' of changes for 529 college savings plans." Accounting Today 10 January 2005.
"Mutual fund reforms easing concerns of advisors, clients." Accounting Today 7 February 2005.
"Regulators tightening their grip on broker/dealer world." Accounting Today 14 March 2005.
"Heightened regulations strain reps, broker/dealers." Accounting Today 4 April 2005.
"Firms hone their marketing efforts to push PFP services." Accounting Today 18 April 2005.
"Legislation spurs knowledge 'upgrade' for clients, advisors." Accounting Today 16 May 2005.
"Hedge funds start courting hesitant smaller planners." Accounting Today 2 May 2005.
"Proposed merger highlights changes for online brokers." Accounting Today 20 June 2005.
"CPAs juggle hire-wire act of working with other pros." Accounting Today 11 July 2005.
"Tax pros continue to add PFP component to client services menu." Accounting Today 5 August 2005.
"Some worried by growing use of structured products." Accounting Today 8 August 2005.
"Fin. planners performing mid-year client checkups." Accounting Today 22 August 2005.
"Managing the switch from commissions to earning fees." Accounting Today 5 September 2005.
"Getting to the 'core' of a portfolio." Accounting Today 26 September 2005.
"Author, author! Advisors' tomes bring mixed results." Accounting Today 26 September 2005.
"Expensing hasn't changed basics of handling options." Accounting Today 24 October 2005.
"Bankruptcies, rising rates, inflation roil bond waters." Accounting Today 7 November 2005.
"Investments in China offer rewards - and uncertainty." Accounting Today 28 November 2005.

2004 (21)

"Advisors and clients huddle for 2004 planning strategies." Accounting Today 12 January 2004.
"The 412(i) plan: An old idea whose time may have come." Accounting Today 26 January 2004.
"Bond fund maelstrom has advisors worried for clients." Accounting Today 9 February 2004.
"Independent broker/dealers get a new voice in the FSI." Accounting Today 5 April 2004.
"HBK-Sorce marriage proves mergers can bring benefits." Accounting Today 5 April 2004.
"Unrelated business income is a judgment call for nonprofits." Accounting Today 19 April 2004
"In wartime, CPAs mobilize to assist military families." Accounting Today 3 May 2004.
"New harvest: CPAs reach out to agribusiness clients." Accounting Today 3 May 2004.
"Investors mull big changes as real estate trusts wobble." Accounting Today 17 May 2004.
"Despite uptick, advisors still tell clients to diversify." Accounting Today 7 June 2004.
"529 plans: They're not just for college saving, anymore." Accounting Today 21 June 2004.
"Despite skeptics, managed accounts are still growing." Accounting Today 21 June 2004.

"It's a gusher! Money floods into natural resource funds." Accounting Today 26 July 2004.
"Family office advisors urge formal succession planning." Accounting Today 6 September 2004.
"Improved disclosure hones advisors' asset allocation." Accounting Today 20 September 2004.
"Baby Boomers can't count on Social Security alone." Accounting Today 11 October 2004.
"Option expensing creating confusion among employees." Accounting Today 11 October 2004.
"It's never too early for your clients' year-end planning." Accounting Today 8 November 2004.
"Long-term care insurance: Only strongest are surviving." Accounting Today 8 November 2004.
"Jobs Act may be stirring up investor interest in MLPs." Accounting Today 20 December 2004.
"Made in heaven? Watching the Wachovia-Tanager union." Accounting Today 20 December 2004.

2003 (18)

"Fledgling advisors face array of PFP challenges: Maturing practice arena forces change in agendas." Accounting Today 27 January 2003.
"Advisors hoping to 'hedge' their bets in a volatile market." Accounting Today 10 February 2003.
"Monte Carlos help, but they won't soon replace advisors." Accounting Today 24 February 2003.
"CPA volunteer programs come in all shapes and sizes. " Accounting Today 17 March 2003.
"Proper style analysis tools can provide market edge." Accounting Today 19 May 2003.
"Head games: Helping quell investors' irrational antics." Accounting Today 16 June 2003.
"Many small advisors find gloomy furure is here today." Accounting Today 7 July 2003.
"Despite shaky market, CPAs still plunge into PFP arena." Accounting Today 21 July 2003.
"CPA advisors escape blame as investor complaints rise." Accounting Today 4 August 2003.
"Advisors start to recognize need for succession plans." Accounting Today 8 September 2003.
"Advisors build strategies to counter high interest rates." Accounting Today 8 September 2003.
"Advisors monitor SEC investor protection changes." Accounting Today 22 September 2003.
"Opportunities in chaos: starting an advisory practice in a bear market." Accounting Today 1 October 2003.
"More employees are letting pros pick retirement choices." Accounting Today 6 October 2003.
"A flood of new accounts has advisors busy treading water." Accounting Today 20 October 2003.
"Annuities face the challenges of a longer-living population." Accounting Today 3 November 2003.
"Advisors seek financial Rx for health-impaired clients." Accounting Today 24 November 2003.
"Planners advocating calm amid mutual fund scandals." Accounting Today 15 December 2003.

2002 (19)

"CPAs in financial planning arena now add "selling" to their job descriptions." Accounting Today 18 March 2002.
"Increased client demands put crunch on advisor compensation." Accounting Today 18 March 2002.
"New tax laws, savings strategies fuel growth of mutual funds." Accounting Today 8 April 2002.
"Companies seek Rx for rising employee health-care costs." Accounting Today 6 May 2002.
"Eight months after Sept. 11, planners "hedging" against future attacks." Accounting Today 6 May 2002 .
"Advisors struggle to keep their clients from irrational investing." Accounting Today 20 May 2002.
"Advisors: Enron fallout fuels push toward diversification." Accounting Today 3 June 2002.
"CIMA designation making major inroads in advisor community." Accounting Today 3 June 2002.
"By any other name: MSP's garner investor attention." Accounting Today 17 June 2002.
"Private foundations: You'd better look before you leap!" Accounting Today 17 June 2002.
"RIAs continue to "register" expertise with CPA firms." Accounting Today 8 July 2002.
"In current market, closed-end funds offer wide opportunity." Accounting Today 22 July 2002.
"Tax pros continue to add PFP component to client services menu." Accounting Today 5 August 2002.
"Client necessity is often the mother of advisor invention." Accounting Today 19 August 2002.
"Advisors and managers retooling to combat fraud." Accounting Today 23 September 2002.
"Expensing provides fewer 'options' for CPA Advisors." Accounting Today 7 October 2002.
"iShares fixed-income funds join advisor's ETF parade." Accounting Today 7 October 2002.
"Advisors struggle with cons of separate accounts trend." Accounting Today 4 November 2002.
"Down, not out: Tech stocks still attract bargain hunters." Accounting Today 16 December 2002.

2001 (6)

"Modern marriage: CPAs, divorce planning." Accounting Today 12 February 2001.
"Sellers bemoan: Where have all the buyers gone?" Accounting Today 19 March 2001.
"CPAs gradually recovering from dot-com fever." Accounting Today 2 April 2001.
"Charitable funds are rapidly gathering investor momentum." Accounting Today 21 May 2001.
"Advisors script own playbooks while researching investments." Accounting Today 6 August 2001.
"Planners survey client portfolios as shock gives way to action." Accounting Today 8 October 2001.

2000 (1)

"The Evensky Group to spawn `family' practice." Accounting Today 27 November 2000.